DIVERSIFYING LAND USE:

BLENDING FORESTRY AND AGRICULTURE

 

 

 

 

A proposal

 

submitted to

the Arkansas Forest Resources Center

 

Round 7

January 2000

 

 

 

 

 

 

 

 

Investigators:

 

Boris Zeide, Paul Francis, Richard Kluender, and Richard Williams

 

 

 

 

 

 

 

Period:                        36 months

 

 

Requested budget:     $64,730


 

 

 

 

DIVERSIFYING LAND USE:

BLENDING FORESTRY AND AGRICULTURE

 

IMPACT STATEMENT

 

Issue

Forestry and agriculture are the two most common modes of land management.  Usually they are practiced separately.  Yet, combining these practices is attractive for a variety of economic, environmental, and personal reasons. While the returns from the forestry component materializes 15 or more years after the planting of trees, the agricultural crops provide most of their returns during the initial period, when growth of these components is at a maximum. The diversity of land utilization can increase annual returns and by spreading the risk over a number of crops makes cash flow more stable. 

The agroforestry systems are beneficial for the environment.  When rows of trees are planted along contours, erosion is minimized. Cattle manure increases soil fertility and activates many beneficial processes that are suppressed in dense stands.  It is known that agroforestry systems are inhabited by a greater number of bird and mammalian species than forest or agricultural monocultures. Their microclimate is favorable to both plants and animals and characterized by higher soil moisture, humidity and night-time carbon dioxide levels, and lower evaporation that result in reduced respiration rates. All these environmental advantages can be achieved without sacrificing returns.  These considerations justify the search for the optimal combination of forestry and agricultural practices and transferring this knowledge to farmers and foresters.

 

Action

To disseminate information about the advantages and methods of agroforestry, we are planning to develop a guide that will help nonindustrial private landowners to combine profitability and environmental benefits beyond those found in simpler agricultural and forestry ecosystems.  At the same time, we will continue monitoring the agroforestry study established three years ago in Hope.  Records of all activities and accompanying costs and returns will be maintained.  Seasonal forage production, its quality, species composition, annual biomass and elemental composition will be monitored.

Using our experience and all available information about agroforestry, this project will contribute to the education of nonindustrial private landowners, foresters, and extension agents.  We are planning to conduct regular workshops and tours on the study area, arrange field trips for students and relevant conferences, and organize other outreach activities.

 

Impact

This project will produce a number of interconnected educational, technical, and scientific results.  As compared with growing trees or cattle separately, the advantages of agroforestry can raise income of farmers by 15-20%.  By employing no-till practices, decreasing erosion, and diversifying land use, the recommended activities summarized in the guide will promote sustainable land management.


 

DIVERSIFYING LAND USE:

BLENDING FORESTRY AND AGRICULTURE

 

                                                              INTRODUCTION

Sustainable management on private lands can be made more profitable, diverse, and attractive to landowners by combining the two most common uses of land: forestry and agriculture.  The proposed project will benefit from our forestry and agroforestry experience.  We have been recipients of the USDA NRICGP grant No. 97-35108-5126 "Design of an agroforestry system with structured tree clusters," which expires in November 2000.  This grant has allowed us to establish a long-term study in Hope and evaluate various layouts, distances between crop and nurse trees, forage composition, pruning levels, and other forestry and agricultural options.  The knowledge we have gained from this multidisciplinary study provides a foundation that can be used for education of landowners, integration of accumulated results, and furthering original research in diverse and environmentally benign land management.

 

                                                                  OBJECTIVES

1.  Summarize the best agroforestry practices in the form of a management guide that will combine three key management components: growth information; schedule of recommended operations; and costs and returns of each.

 

2.  Apply the scheduled management practices (hay harvesting, grazing, thinning and pruning of trees) and continue monitoring of the economics and ecological impacts of the established agroforestry systems.

 

3.  Use the results of monitoring in adaptive management and modify the original designs on the basis of that feedback.

 

4.  Organize systematic technology transfer of the obtained results.

 

JUSTIFICATION

The coexistence of trees, forage, and livestock is natural and can be mutually beneficial for several biological and managerial reasons.  Root systems of established pines are deeper than those of forage species.  This fact minimizes (though does not exclude) competition for soil nutrients and moisture between pines and forage species.  During the early years of growth, crop trees occupy a small percentage of the land.  The remaining land is covered by competing vegetation, which often severely retards pine growth. Livestock grazing reduces competition between trees and shrubs. As a result, grazing can substantially increase diameter and height growth of coniferous species.  One tenth of the trees that we plant in a regular plantation provides at the end of rotation about three quarters of all discounted returns.  In our study, we have planted these crop trees (loblolly pine, Pinus taeda L., 50 per acre) surrounded by nurse trees (shortleaf pine, Pinus echinata L.). The area between rows of tree clusters is utilized for forage and beef production.  Another reason for increased growth is natural (manure) and artificial fertilizers applied near the trees.  In their turn, trees provide shade and wind shelter for cattle.


The diversity of land utilization can increase annual returns and by spreading the risk over a number of crops makes cash flow more stable.  While the returns from the forestry component will materialize 15-25 years after the planting of the crop trees, the agricultural component will provide most of their returns during the initial period, when growth of these components is at a maximum. As compared with growing trees or cattle separately, these advantages can raise income of farmers by 15-20%.

The agroforestry systems that we test provide environmental benefits. When tree rows are planted along contours, erosion is minimized. Cattle manure increases soil fertility and activates many beneficial processes that are suppressed in dense forest monocultures. Agroforestry systems are more diverse then either of the components. It is known that they are inhabited by a greater number of bird and mammalian species. Their microclimate is favorable to both plants and animals and characterized by higher soil moisture, humidity and night-time carbon dioxide levels, and lower evaporation that result in reduced respiration rates. All these environmental advantages can be achieved without sacrificing returns.

Usually agroforestry designs call for planting trees of the same species and age in rows with equal distances between trees.  There have been attempts to plant trees in clusters, within which trees are spaced uniformly.  Our design implements planting two kinds of trees (crop and nurse trees) and using different distances between them.  On the study at Hope we test three types of structured rows, four within-row distances, three thinning intensities, and three levels of pruning for two agroforestry systems (improved agro-silvicultural system and the agro-silvo-pastoral system) in three replications.  Along with these technical parameters, this study intends to optimize economic, ecological, and social benefits.  Among social advantages of agroforestry is that it fits the human life cycle. As farmers become older, they prefer less strenuous activities such as timber management. If a farmer switches to agroforestry in his middle years, then this transition will occur naturally.

The USDA grant that allowed us to establish this study ends in November 2000.  The grant does not cover knowledge diffusion and education, which is the Round 7 theme, nor plot management beyond that date (scheduled treatments, soil analysis, tree inventories, hay harvesting, grazing, and others).  This proposal will be focused on these areas.

 

                                                    APPROACH AND METHODS

By stressing technology transfer, this project complements the USDA grant.  We are planning a variety of educational methods: development of a management guide that summarizes the best agroforestry practices, workshops and tours on the study area, field trips for students and relevant conferences, and other outreach activities.  At the same time, we are going to continue to study maintenance, data analysis, and presenting the results in professional publications and meetings.

The management guide we propose to develop will present the existing agroforestry knowledge, including that obtained in our study, as a practical step-by step chart of management practices.  This guide will allow landowners to:

- utilize the land more productively and sustainably;

- increase annual returns;

- make cash flow more stable and secure by spreading the risk over a number of crops;

- gradually reduce management load as fits the human life cycle.

We will continue to implement the scheduled management practices and monitor the economic and ecological impacts of the established agroforestry systems. To prevent animals from damaging young trees in the treatment which includes beef production, until pines reach the height of 3 m, the land is used for forage production with no grazing included. Afterwards, cattle (preferably unbred, because pine straw is somewhat toxic to unborn calves in pregnant cows) will be allowed to graze. 


Height and diameter of all trees will be measured during the dormant period every year up to the age of 16 years and, when their growth slows down, every three years thereafter. Records of all activities and accompanying costs and returns will be maintained.  During the first five growing seasons (from February through September) and contingent upon funding thereafter, the amount of forage production, its quality, species and elemental composition will be measured between hay  harvests using micro-plots (4 by 4 feet). The distance of the micro-plots from trees will be recorded to document the effect of shading. Total annual biomass production will be computed after every season. These data will be used to adjust cattle stocking rates and provide input to calculate the total productivity for each treatment. Cattle production will be determined from weight gains.  Forage production during the grazing season will be determined using 4 by 4 feet exclosure cages placed at intervals from the trees for shading documentation.

Comparison of investment alternatives related to the agroforestry alternatives will be performed in a number of different ways.  Present net worth (PNW) is the most commonly recognized method.  Normally, PNW values are computed by analyzing the stream of discounted cash flows that are expected to occur within the life of the investment.  Two different types of investments are considered in this study: agricultural returns from beef, hay and forage, and a forest-based investment from pine pulpwood and sawlogs.  Using the results of monitoring, we may modify the original designs.

Investment valuation of agricultural scenarios will be done as follows: net annual income streams are evaluated on a PNW basis for a defined period of  time.  In dynamic scenarios, when periodic changes are made in the production base, such as crop rotation, or phasing out one crop in favor of another, calculations are more difficult, but still relatively straightforward.  PNW values can be easily converted to equivalent annual income values.

            Education and technology transfer will be implemented using a variety of methods.  We are planning to:

- conduct regular workshops and tours on the study area for nonindustrial private landowners, foresters, and extension agents;

- maintain a mailing list of forestry, agricultural, and conservation state and federal agencies as well as non-government organizations (such as the Nature Conservancy and Arkansas Land and Farm Development Corp.) and periodically inform them about the progress of our agroforestry study;

- arrange field trips for students and relevant conferences and other outreach activities;

- write papers for professional journals and conferences;

- update the agroforestry management guide upon receiving new results.

 

                                                          EXPECTED RESULTS

This project will produce a number of interconnected educational, technical, and scientific results.  On the basis of the established agroforestry study and other available information, we will develop a management guide that will help nonindustrial private landowners to combine profitability and environmental benefits beyond those found in simpler agricultural and forestry ecosystems.  By employing no-till practices, decreasing erosion, and diversifying land use, the recommended management activities will promote sustainable land management.


By its nature, agroforestry studies require long-term observations. This project will continue maintenance of the Hope study and monitoring of economics and ecological impacts. To make the expected results portable to other sites, we will try to formulate them in relative terms with wider applicability. For example, along with recommending to thin surrounding trees at, say, age 14, we would also indicate that this event is to be scheduled when diameter increment of core trees drops below 90% of the increment of open-grown trees.

As a result of our educational efforts, we expect that agroforestry will soon become as popular as traditional forestry and agriculture.

 

RESPONSIBILITIES

Zeide - design the structure of the management guide; establish relationships between growth and its factors such as age, stand density, and overall coordination of the project.

 

Francis - estimate the amount of forage production, its quality, species and elemental composition.  He will adjust cattle stocking rates and provide input to calculate the total productivity for each treatment.

 

Kluender - assess compounded cost and return and link variables required for economic analysis.

 

Williams - develop the Center's leafsheets for private landowners and unite them in the management guide, organize workshops and seminars for forestry professionals and private landowners.

 

                                                CENTER=S GOALS/OBJECTIVES

Given its significance to forest management and environmental sustainability, this project addresses practically all Goals/Objectives of the Arkansas Forest Resources Center, including education. The project is particularly relevant to Objectives 2.1 and 2.2 dealing with productivity and sustainability of Arkansas forests and their management.

 

                                                                      BUDGET

 

Position                                                            Per year, $                   Period                          Total, $

 

Two-year graduate assistantship                                                                                                 22,000

fringe benefits (0.5%), tuition (2,520), fees (300)                                                              2,930

 

Co-investigators                                                                                                                        20,000

(Time, computer equipment, software, etc.)

 

Study maintenance                                                                                                                     12,000

 

Travel                                                               3,600

 

Publications                                                                                                                                 4,200

(Center's leafsheet publications, journal articles, AES reports)

Total                                                                                                                                         64,730